Taxmann CS Executive Securities Laws & Capital Markets By N.S. Zad ,Divya Bajpai App. for June/Dec.2023 Exam

This book is prepared exclusively for the Executive Level of Company Secretary Examination requirement. It covers the entire revised syllabus as per ICSI. This book aims to systematically represent the subject matter so that students do not consciously have to mug up provisions.

The Present Publication is the 4th Edition for CS-Executive | June/Dec. 2023 Exams. This book is authored by CS N.S. Zad & CS Divya Bajpai with the following noteworthy features:

• Strictly as per the New Syllabus of ICSI
• [‘Topic-wise’ Tabular Presentation] of the subject matter
• [Easy to Understand Language] used throughout the book for easy learning
• [Examples, Comments & Explanatory Notes] for complicated provisions
• [Most Amended & Updated] This book covers the latest applicable provisions and amendments under the respective laws
• Coverage of this book includes:
• Past Exam Questions, Topic-wise, including the December 2022 Exam
• Practice Questions with Hints
• [Chapter-wise Marks Distribution] from June 2015 onwards
• [Comparison with ICAI Study-Material] has been provided chapter-wise
• [Trend Analysis] for Previous Exams from June 2021 onwards
• [Student-Oriented Book] The authors have developed this book keeping in mind the following factors:
• Interaction of the authors with their students, with specific emphasis on difficulties faced by students in the examinations
• Shaped by the author’s experience of teaching the subject matter at different levels
• Reactions and responses of students have also been incorporated at different places in the book

The contents of this book are as follows:

Part I – Securities Laws

• Securities Contracts (Regulation) Act, 1956
• Securities & Exchange Board of India Act, 1992
• Depositories Act, 1996
• An Overview of the SEBI (Issue of Capital & Disclosure Requirements) Regulation, 2018
• SEBI (Listing Obligations & Disclosure Requirements) Regulations, 2015
• SEBI (Substantial Acquisition of Shares & Takeovers) Regulations, 2011
• SEBI (Buy-Back of Securities) Regulations, 2018
• SEBI (Delisting of Equity Shares) Regulation, 2021
• Share-based Employee Benefits
• Issue of Sweat Equity Shares
• SEBI (Prohibition of Insider Trading) Regulations, 2015
• Mutual Funds
• Collective Investment Schemes
• SEBI (Ombudsman) Regulations, 2003

Part II – Capital Markets & Intermediaries

• Structure of Capital Markets
• Capital Markets Instruments
• Important Aspects of Primary Market & Secondary Market
• Securities Market Intermediaries